-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HRZayzu9Jva8OpA5e/sPMqMkpDxa3O6ALWzXse9HyvKqFQJyUmbYxqmi7o4Bxe6v wNOxmz2Sz0Y401iIjAAQEA== 0000950149-02-001905.txt : 20020911 0000950149-02-001905.hdr.sgml : 20020911 20020911130144 ACCESSION NUMBER: 0000950149-02-001905 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020911 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DUGGIRALA KAMAL CENTRAL INDEX KEY: 0001183854 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 2100 MILVIA STREET CITY: BERKELEY STATE: CA ZIP: 94704 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BARRA INC /CA CENTRAL INDEX KEY: 0000878483 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 942993326 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42152 FILM NUMBER: 02761444 BUSINESS ADDRESS: STREET 1: 2100 MILVIA ST CITY: BERKELEY STATE: CA ZIP: 94704-1113 BUSINESS PHONE: 5105485442 MAIL ADDRESS: STREET 1: 2100 MILVIA STREET CITY: BERKELEY STATE: CA ZIP: 94704 SC 13G 1 f84278sc13g.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Barra, Inc. --------------------------------------- (Name of Issuer) Common Stock --------------------------------------- (Title of Class of Securities) 068313-10-5 --------------------------------------- (CUSIP Number) August 28, 2002 --------------------------------------- Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) CUSIP No. 068313-10-5 13G Page 2 of 6 pages ------------ (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Kamal Duggirala - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION India - -------------------------------------------------------------------------------- (5) SOLE VOTING POWER 453,563* *Includes options to purchase 426,563 NUMBER OF shares of the Issuer's Common Stock that SHARES are currently exercisable or that become BENEFICIALLY exercisable within 60 days after August OWNED BY 28, 2002, as determined in accordance with EACH Rule 13d-3(d)(1). As of such date, Mr. REPORTING Duggirala also holds options to purchase WITH an additional 279,187 shares of the Issuer's Common Stock that are not currently exercisable and that will not become exercisable within 60 days after the date hereof. ------------------------------------------------- (6) SHARED VOTING POWER 672,600 ------------------------------------------------- (7) SOLE DISPOSITIVE POWER 453,563* *Includes options to purchase 426,563 shares of the Issuer's Common Stock that are currently exercisable or that become exercisable within 60 days after August 28, 2002, as determined in accordance with Rule 13d-3(d)(1). As of such date, Mr. Duggirala also holds options to purchase an additional 279,187 shares of the Issuer's Common Stock that are not currently exercisable and that will not become exercisable within 60 days after the date hereof. ------------------------------------------------- CUSIP No. 068313-10-5 13G Page 3 of 6 pages ------------ ------------------------------------------------- ------------------------------------------------- (8) SHARED DISPOSITIVE POWER 672,600 - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 1,126,163 - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] Not Applicable - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON IN CUSIP No. 068313-10-5 13G Page 4 of 6 pages ------------ - -------------------------------------------------------------------------------- ITEM 1(a). NAME OF ISSUER Barra, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 2100 Milvia Street Berkeley, California 94704 ITEM 2(a). NAME OF PERSON FILING Kamal Duggirala ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE 2100 Milvia Street, Berkeley, CA 94704 U.S.A. ITEM 2(c). CITIZENSHIP OR PLACE OF ORGANIZATION India ITEM 2(d). TITLE OF CLASS OF SECURITIES Common Stock ITEM 2(e). CUSIP NUMBER 068313-10-5 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not Applicable ITEM 4. OWNERSHIP The information required by this Item 4 is set forth on the cover page of this Schedule 13G in Items 5-11 thereof and such Items are incorporated herein by reference. Of the 1,126,163 shares beneficially owned by the Reporting Person, 672,600 shares are held by the Reporting Person and his spouse as joint tenants with right of survivorship, 27,000 shares are held by the Reporting Person directly, and the remaining 426,563 shares are subject to options held by the Reporting Person that are currently exercisable or that become exercisable within 60 days after August 28, 2002. As of such date, the Reporting Person also holds options to purchase an additional 279,187 shares of the Issuer's Common Stock that are not currently exercisable and that will not become exercisable within 60 days after the date hereof. See also Item 6 below. The share amounts and percentages reported as beneficially owned by the Reporting Person in this Schedule 13G are based upon 20,347,274 shares of the Issuer's Common Stock outstanding as of August 6, 2002, as reported on the Issuer's Quarterly Report on Form 10-Q for the period ended June 30, 2002, plus the number of shares issuable upon exercise of options held by the Reporting Person that are currently exercisable or that will become exercisable within 60 days after the date hereof. CUSIP No. 068313-10-5 13G Page 5 of 6 pages ------------ ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON The shares of Common Stock of the Issuer beneficially owned by the Reporting Person may be subject to community property laws where applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION Not Applicable CUSIP No. 068313-10-5 13G Page 6 of 6 pages ------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 11, 2002 ----------------------------------- Date /s/ Kamal Duggirala ----------------------------------- Signature Kamal Duggirala ----------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----